RM Recruit Limited, Front Suite, 1st Floor, Charles House, Great Charles Street, Birmingham, B3 3HT

Registered in England and Wales – Company Number 11975048

DATA PROTECTION POLICY

RM Recruit Limited

CONTENTS

1. Interpretation

2. Introduction

3. Scope

4. Personal data protection principles

5. Lawfulness, fairness, transparency

6. Purpose limitation

7. Data minimisation

8. Accuracy

9. Storage limitation

10. Security integrity and confidentiality

11. Transfer limitation

12. Data Subject’s rights and requests

13. Accountability

14. Changes to this Data Protection Policy

DATA PROTECTION POLICY

1. Interpretation

1.1 Definitions:

Automated Decision-Making (ADM): when a decision is made which is based solely on Automated

Processing (including profiling) which produces legal effects or significantly affects an individual. The

GDPR prohibits Automated Decision-Making (unless certain conditions are met) but not Automated

Processing.

Automated Processing: any form of automated processing of Personal Data consisting of the use of

Personal Data to evaluate certain personal aspects relating to an individual, in particular to analyse

or predict aspects concerning that individual’s performance at work,

economic situation, health, personal preferences, interests, reliability, behaviour, location or

movements. Profiling is an example of Automated Processing.

Company name: RM Recruit LtdRM Recruit Limited, Front Suite, 1st Floor, Charles House, Great Charles Street, Birmingham, B3 3HT

Registered in England and Wales – Company Number 11975048

Company Personnel: all employees, workers, contractors, agency workers, consultants, directors,

members and others who are performing services for the Company or a member of the Company’s

group.

Consent: agreement which must be freely given, specific, informed and be an unambiguous

indication of the Data Subject’s wishes by which they, by a statement or by a clear positive action,

signifies agreement to the Processing of Personal Data relating to them.

Data Controller: the person or organisation that determines when, why and how to process Personal

Data. It is responsible for establishing practices and policies in line with the GDPR. We are the Data

Controller of all Personal Data relating to our Company Personnel and Personal Data used in our

business for our own commercial purposes.

Data Subject: a living, identified or identifiable individual about whom we hold Personal Data. Data

Subjects may be nationals or residents of any country and may have legal rights regarding their

Personal Data.

DPIA: a Data Privacy Impact Assessment, namely, the tools and assessments used to identify and

reduce risks of a data processing activity.

DPO: the Data Protection Officer appointed for the Company or the Company’s group under the

GDPR.

EEA: the 28 countries in the EU, and Iceland, Liechtenstein and Norway.

Explicit Consent: consent which requires a very clear and specific statement (that is, not just action).

General Data Protection Regulation (GDPR): the General Data Protection Regulation ((EU)

2016/679). Personal Data is subject to the legal safeguards specified in the GDPR.

Personal Data: any information identifying a Data Subject or information relating to a Data Subject

that we can identify (directly or indirectly) from that data alone or in combination with other

identifiers we possess or can reasonably access. Personal Data includes Sensitive Personal Data and

Pseudonymised Personal Data but excludes anonymous data or data that has had the identity of an

individual permanently removed. Personal data can be factual (for example, a name, email address,

location or date of birth) or an opinion about that person’s actions or behaviour.

Personal Data Breach: any act or omission that compromises the security, confidentiality, integrity

or availability of Personal Data or the physical, technical, administrative or organisational safeguards

that we or our third-party service providers put in place to protect it. The loss, or unauthorised

access, disclosure or acquisition, of Personal Data is a Personal Data Breach.

Privacy by Design: implementing appropriate technical and organisational measures in an effective

manner to ensure compliance with the GDPR.

Privacy Guidelines: any Company privacy/GDPR related guidelines which may be provided to assist

in interpreting and implementing this Data Protection Policy and Related Policies.

Privacy Notice: a notice setting out required information to Data Subjects when the Company

collects information about them.

Processing or Process: any activity that involves the use of Personal Data. It includes obtaining,

recording or holding the data, or carrying out any operation or set of operations on the data

including organising, amending, retrieving, using, disclosing, erasing or destroying it. Processing also

includes transmitting or transferring Personal Data to third parties.

Pseudonymisation or Pseudonymised: replacing information that directly or indirectly identifies an

individual with one or more artificial identifiers or pseudonyms so that the person, to whom the

data relates, cannot be identified without the use of additional information which is meant to be

kept separately and secure.

Related Policies: the Company’s policies, operating procedures or processes related to this Data

Protection Policy and which assist with protecting Personal Data.

Sensitive Personal Data: information revealing racial or ethnic origin, political opinions, religious or

similar beliefs, trade union membership, physical or mental health conditions, sexual life, sexualRM Recruit Limited, Front Suite, 1st Floor, Charles House, Great Charles Street, Birmingham, B3 3HT

Registered in England and Wales – Company Number 11975048

orientation, biometric or genetic data, and Personal Data relating to criminal offences and

convictions.

2. Introduction

This Data Protection Policy sets out how RM Recruit Ltd (“we”, “our”, “us”, “the Company”) handle

the Personal Data of our employees, workers, customers, suppliers, and other third parties.

This Data Protection Policy applies to all Personal Data we Process regardless of the media on which

that data is stored or whether it relates to past or present employees, workers, customers, clients or

supplier contacts, shareholders, website users or any other Data Subject.

This Data Protection Policy applies to all Company Personnel (“you”, “your”). You must read,

understand and comply with this Data Protection Policy when Processing Personal Data on our

behalf and, where requested, attend training on its requirements. This Data Protection Policy sets

out what we expect from you in order for the Company to comply with applicable law. Your

compliance with this Data Protection Policy is mandatory. You must also comply with all such

Related Policies and Privacy Guidelines. Any breach of this Data Protection Policy may result in

disciplinary action.

This Data Protection Policy (together with Related Policies and Privacy Guidelines) is an internal

document and cannot be shared with third parties, clients or regulators without prior authorisation

from the Company.

3. Scope

We recognise that the correct and lawful treatment of Personal Data will maintain confidence in the

organisation and will provide for successful business operations. Protecting the confidentiality and

integrity of Personal Data is a critical responsibility that we take seriously at all times. The Company

is exposed to potential fines if it fails to comply with legislation relation to personal data.

All CEOs and managers are responsible for ensuring all Company Personnel comply with this Data

Protection Policy and need to implement appropriate practices, processes, controls and training to

ensure such compliance.

The DPO is responsible for overseeing this Data Protection Policy and, as applicable, developing

Related Policies and Privacy Guidelines. That post is held by Paul Robinson, Director, paulr@rm-

recruit.co.uk.

Please contact the DPO with any questions about the operation of this Data Protection Policy or the

GDPR or if you have any concerns that this Data Protection Policy is not being or has not been

followed. In particular, you must always contact the DPO in the following circumstances:

(a) if you are unsure of the lawful basis which you are relying on to process Personal Data (including

the legitimate interests used by the Company) (see section [5.1] below);

(b) if you are unsure about the retention period for the Personal Data being Processed (see section

[9] below);

(c) if you are unsure about what security or other measures you need to implement to protect

Personal Data (see section [10.1] below);

(d) if there has been a Personal Data Breach (section [10.2] below);

(e) if you are unsure on what basis to transfer Personal Data outside the EEA (see section [11]

below);

(f) if you need any assistance dealing with any rights invoked by a Data Subject (see section [12]);

(g) whenever you are engaging in a significant new, or change in, Processing activity which is likely to

require a DPIA (see section [13.4] below) or plan to use Personal Data for purposes others than what

it was collected for;

(h) If you plan to undertake any activities involving Automated Processing including profiling or

Automated Decision-Making (see section [13.5] below);RM Recruit Limited, Front Suite, 1st Floor, Charles House, Great Charles Street, Birmingham, B3 3HT

Registered in England and Wales – Company Number 11975048

(i) If you need help complying with applicable law when carrying out direct marketing activities (see

section [13.6] below); or

(j) if you need help with any contracts or other areas in relation to sharing Personal Data with third

parties (including our vendors) (see section [13.7] below).

4. Personal data protection principles

We adhere to the principles relating to Processing of Personal Data set out in the GDPR which

require Personal Data to be:

(a) Processed lawfully, fairly and in a transparent manner (Lawfulness, Fairness and Transparency).

(b) Collected only for specified, explicit and legitimate purposes (Purpose Limitation).

(c) Adequate, relevant and limited to what is necessary in relation to the purposes for which it is

Processed (Data Minimisation).

(d) Accurate and where necessary kept up to date (Accuracy).

(e) Not kept in a form which permits identification of Data Subjects for longer than is necessary for

the purposes for which the data is Processed (Storage Limitation).

(f) Processed in a manner that ensures its security using appropriate technical and organisational

measures to protect against unauthorised or unlawful Processing and against accidental loss,

destruction or damage (Security, Integrity and Confidentiality).

(g) Not transferred to another country without appropriate safeguards being in place (Transfer

Limitation).

(h) Made available to Data Subjects and Data Subjects allowed to exercise certain rights in relation to

their Personal Data (Data Subject’s Rights and Requests).

We are responsible for and must be able to demonstrate compliance with the data protection

principles listed above (Accountability).

5. Lawfulness, fairness, transparency

5.1 Lawfulness and fairness

Personal data must be Processed lawfully, fairly and in a transparent manner in relation to the Data

Subject.

You may only collect, Process and share Personal Data fairly and lawfully and for specified purposes.

The GDPR restricts our actions regarding Personal Data to specified lawful purposes. These

restrictions are not intended to prevent Processing but ensure that we Process Personal Data fairly

and without adversely affecting the Data Subject.

The GDPR allows Processing for specific purposes, some of which are set out below:

(a) the Processing is necessary for the performance of a contract with the Data Subject;

(b) to meet our legal compliance obligations.;

(c) to protect the Data Subject’s vital interests;

(d) to pursue our legitimate interests for purposes where they are not overridden because the

Processing prejudices the interests or fundamental rights and freedoms of Data Subjects.

The purposes for which we process Personal Data for legitimate interests need to be set out in

applicable Privacy Notice.

5.2 Transparency (notifying data subjects)

The GDPR requires Data Controllers to provide detailed, specific information to Data Subjects

depending on whether the information was collected directly from Data Subjects or indirectly from

elsewhere. Such information must be provided through appropriate Privacy Notices. 5RM Recruit Limited, Front Suite, 1st Floor, Charles House, Great Charles Street, Birmingham, B3 3HT

Registered in England and Wales – Company Number 11975048

Whenever we collect Personal Data directly from Data Subjects, including for human resources or

employment purposes, we must provide the Data Subject with a Privacy Notice which must be

presented when the Data Subject first provides the Personal Data.

When Personal Data is collected indirectly (for example, from a third party or publicly available

source), you must provide the Data Subject with a Privacy Notice as soon as

possible after collecting/receiving the data, but in any event within 30 days of receiving the Personal

Data. You should also check that the Personal Data was collected by a third party who is also subject

to the GDPR.

6. Purpose limitation

Personal Data must be collected only for specified, explicit and legitimate purposes. It must not be

further Processed in any manner incompatible with those purposes.

You cannot use Personal Data for new, different or incompatible purposes from that disclosed when

it was first obtained unless you have informed the Data Subject of the new purposes and they have

Consented where necessary.

7. Data minimisation

Personal Data must be adequate, relevant and limited to what is necessary in relation to the

purposes for which it is Processed.

You may only Process Personal Data when performing the duties required by your job. You cannot

Process Personal Data for any reason unrelated to your job.

You may only collect Personal Data that you require for your job: do not collect excessive data.

Ensure any Personal Data collected is adequate and relevant for the intended purposes.

You must ensure that when Personal Data is no longer needed for specified purposes, it is deleted or

anonymised.

8. Accuracy

Personal Data must be accurate and, where necessary, kept up to date. It must be corrected or

deleted without delay when inaccurate.

You will ensure that the Personal Data we use and hold is accurate, complete, kept up to date and

relevant to the purpose for which we collected it. You must check the accuracy of any Personal Data

at the point of collection and at regular intervals afterwards. You must take all reasonable steps to

destroy or amend inaccurate or out-of-date Personal Data.

9. Storage limitation

Personal Data must not be kept in an identifiable form for longer than is necessary for the purposes

for which the data is processed.

You must not keep Personal Data in a form which permits the identification of the Data Subject for

longer than needed for the legitimate business purpose or purposes for which we originally collected

it including for the purpose of satisfying any legal, accounting or reporting requirements. 6

The Company will ensure that Personal Data is deleted after a reasonable time for the purposes for

which it was being held, unless a law requires such data to be kept for a minimum time.RM Recruit Limited, Front Suite, 1st Floor, Charles House, Great Charles Street, Birmingham, B3 3HT

Registered in England and Wales – Company Number 11975048

10. Security integrity and confidentiality

10.1 Protecting Personal Data

Personal Data must be secured by appropriate technical and organisational measures against

unauthorised or unlawful Processing, and against accidental loss, destruction or damage.

We will develop, implement and maintain safeguards appropriate to our size, scope and business,

our available resources, the amount of Personal Data that we own or maintain on behalf of others

and identified risks (including use of encryption and Pseudonymisation where applicable). We will

regularly evaluate and test the effectiveness of those safeguards to ensure security of our Processing

of Personal Data. You are responsible for protecting the Personal Data we hold. You must implement

reasonable and appropriate security measures against unlawful or unauthorised Processing of

Personal Data and against the accidental loss of, or damage to, Personal Data. You must exercise

particular care in protecting Sensitive Personal Data from loss and unauthorised access, use or

disclosure. For example, this includes, but is not limited to:

– Outside of working hours, keeping all documents containing Personal Data in locked drawers or

cabinets.

– Not permitting access to the office to anybody who is not an employee or authorised contractor on

behalf of the Company.

– Keeping a tidy desk.

– Ensuring that any documents which are no longer needed are disposed off in confidential waste

bins.

– Ensuring that documents are not left lying around photocopiers or printers.

– Following all Company guidance regarding the use of electronic devices and information

technology systems.

You must follow all procedures and technologies we put in place to maintain the security of all

Personal Data. You may only transfer Personal Data to third-party service providers as permitted by

the Company.

You must maintain data security by protecting the confidentiality, integrity and availability of the

Personal Data, defined as follows:

(a) Confidentiality means that only people who have a need to know and are authorised to use the

Personal Data can access it.

(b) Integrity means that Personal Data is accurate and suitable for the purpose for which it is

processed.

(c) Availability means that authorised users can access the Personal Data when they need it for

authorised purposes.

10.2 Reporting a Personal Data Breach

The GDPR requires Data Controllers to notify any Personal Data Breach to the applicable regulator

and, in certain instances, the Data Subject.

If you know or suspect that a Personal Data Breach has occurred, do not attempt to investigate the

matter yourself. Immediately contact your CEO, line manager or the DPO. You should preserve all

relevant evidence.

11. Transfer limitation

The GDPR restricts data transfers to countries outside the EEA in order to ensure that the level of

data protection afforded to individuals by the GDPR is not undermined. You transfer Personal Data

originating in one country across borders when you transmit, send, view or access that data in or to

a different country.RM Recruit Limited, Front Suite, 1st Floor, Charles House, Great Charles Street, Birmingham, B3 3HT

Registered in England and Wales – Company Number 11975048

You must only transfer Personal Data out of the EEA with the express prior authorisation of the

Company.

12. Data Subject’s rights and requests

Data Subjects have rights when it comes to how we handle their Personal Data. These include rights

to:

(a) receive certain information about the Data Controller’s Processing activities;

(b) request access to their Personal Data that we hold;

(c) prevent our use of their Personal Data for direct marketing purposes;

(d) ask us to erase Personal Data if it is no longer necessary in relation to the purposes for which it

was collected or Processed or to rectify inaccurate data or to complete incomplete data;

(e) restrict Processing in specific circumstances;

(f) challenge Processing which has been justified on the basis of our legitimate interests or in the

public interest;

(g) request a copy of an agreement under which Personal Data is transferred outside of the EEA;

(h) object to decisions based solely on Automated Processing and Automated Decision-Making;

(i) prevent Processing that is likely to cause damage or distress to the Data Subject or anyone else;

(j) be notified of a Personal Data Breach which is likely to result in high risk to their rights and

freedoms; and

(k) make a complaint to the supervisory authority.

You must verify the identity of an individual requesting data under any of the rights listed above (do

not allow third parties to persuade you into disclosing Personal Data without proper authorisation).

You must immediately forward any Data Subject request you receive to your supervisor to your line

manager and the DPO.

13. Accountability

13.1 As a Data Controller, we must implement appropriate technical and organisational measures in

an effective manner, to ensure compliance with data protection principles. We are responsible for,

and must be able to demonstrate, compliance with the data protection principles.

The Company must have adequate resources and controls in place to ensure and to document GDPR

compliance including:

(a) appointing a suitably qualified DPO (where necessary) and an executive accountable for data

privacy;

(b) implementing Privacy by Design when Processing Personal Data and completing DPIAs where

Processing presents a high risk to rights and freedoms of Data Subjects;

(c) integrating data protection into internal documents including this Data Protection Policy, Related

Policies, Privacy Guidelines, or Privacy Notices;

(d) regularly training Company Personnel on the GDPR, this Data Protection Policy, Related Policies

and Privacy Guidelines and data protection matters including, for example, Data Subject’s rights,

legal basis, DPIA and Personal Data Breaches. The Company must maintain a record of training

attendance by Company Personnel; and

(e) regularly testing the privacy measures implemented and conducting periodic reviews and audits

to assess compliance, including using results of testing to demonstrate compliance improvement

effort.

13.2 Record keeping

The GDPR requires us to keep full and accurate records of all our data Processing activities.RM Recruit Limited, Front Suite, 1st Floor, Charles House, Great Charles Street, Birmingham, B3 3HT

Registered in England and Wales – Company Number 11975048

You must keep and maintain accurate corporate records reflecting our Processing. These records

should include, at a minimum, the name and contact details of the Data Controller and the DPO,

clear descriptions of the Personal Data types, Data Subject types, Processing activities, Processing

purposes, third-party recipients of the Personal Data, Personal Data storage locations, Personal Data

transfers, the Personal Data’s retention period and a description of the security measures in place. In

order to create such records, data maps should be created which should include the detail set out

above together with appropriate data flows.

13.3 Training and audit

We are required to ensure all Company Personnel have undergone adequate training to enable

them to comply with data privacy laws. We must also regularly test our systems and processes to

assess compliance.

We will periodically review all the systems and processes under our control to ensure they comply

with this Data Protection Policy and to check that adequate governance controls and resources are

in place to ensure proper use and protection of Personal Data. 9

13.4 Privacy By Design and Data Protection Impact Assessment (DPIA)

We are required to implement Privacy by Design measures when Processing Personal Data by

implementing appropriate technical and organisational measures (like Pseudonymisation) in an

effective manner, to ensure compliance with data privacy principles.

The Company will conduct a DPIA when implementing major system or business change programs

involving the Processing of Personal Data including:

(a) use of new technologies (programs, systems or processes), or changing technologies (programs,

systems or processes);

(b) Automated Processing including profiling and ADM;

(c) large scale Processing of Sensitive Personal Data; and

(d) large scale, systematic monitoring of a publicly accessible area.

A DPIA must include:

(e) a description of the Processing, its purposes and the Data Controller’s legitimate interests if

appropriate;

(f) an assessment of the necessity and proportionality of the Processing in relation to its purpose;

(g) an assessment of the risk to individuals; and

(h) the risk mitigation measures in place and demonstration of compliance.

13.5 Automated Processing (including profiling) and Automated Decision-Making

Generally, ADM is prohibited when a decision has a legal or similar significant effect on an individual

unless:

(a) a Data Subject has explicitly consented;

(b) the Processing is authorised by law; or

(c) the Processing is necessary for the performance of or entering into a contract.

If certain types of Sensitive Personal Data are being processed, then grounds (b) or (c) will not be

allowed but such Sensitive Personal Data can be Processed where it is necessary (unless less

intrusive means can be used) for substantial public interest like fraud prevention.

If a decision is to be based solely on Automated Processing (including profiling), then Data Subjects

must be informed when you first communicate with them of their right to object. This right must be

explicitly brought to their attention and presented clearly and separately from other information.

Further, suitable measures must be put in place to safeguard the Data Subject’s rights and freedoms

and legitimate interests.RM Recruit Limited, Front Suite, 1st Floor, Charles House, Great Charles Street, Birmingham, B3 3HT

Registered in England and Wales – Company Number 11975048

We must also inform the Data Subject of the logic involved in the decision making or profiling, the

significance and envisaged consequences and give the Data Subject the right to request human

intervention, express their point of view or challenge the decision. 10

A DPIA must be carried out before any Automated Processing (including profiling) or ADM activities

are undertaken.

13.6 Direct marketing

We are subject to certain rules and privacy laws about direct marketing.

The right to object to direct marketing must be explicitly offered to a Data Subject in an intelligible

manner so that it is clearly distinguishable from other information.

A Data Subject’s objection to direct marketing must be promptly honoured. If a Data Subject opts

out at any time, their details should be suppressed as soon as possible. Suppression involves

retaining just enough information to ensure that marketing preferences are respected in the future.

13.7 Sharing Personal Data

Generally we are not allowed to share Personal Data with third parties unless certain safeguards and

contractual arrangements have been put in place.

You may only share the Personal Data we hold with another employee, agent or representative of

our group (which includes our subsidiaries and our ultimate holding company along with its

subsidiaries) if the recipient has a job-related need to know the information and the transfer

complies with any applicable cross-border transfer restrictions.

You may only share the Personal Data we hold with third parties, such as our service providers, if:

(a) they have a need to know the information for the purposes of providing the contracted services;

(b) sharing the Personal Data complies with the Privacy Notice provided to the Data Subject;

(c) the third party has agreed to comply with the required data security standards, policies and

procedures and put adequate security measures in place;

(d) the transfer complies with any applicable cross border transfer restrictions; and

(e) a fully executed written contract that contains GDPR approved third party clauses has been

obtained.

14. Changes to this Data Protection Policy

We reserve the right to change this Data Protection Policy at any time without notice so please

check back regularly to obtain the latest version.

This Data Protection Policy does not override any applicable national data privacy laws and

regulations in countries where the Company operates.